Hierarchical clustering with hclust


The stats package provides the hclust function to perform hierarchical clustering.


Besides hclust, other methods are available, see the CRAN Package View on Clustering.

Example 1 - Basic use of hclust, display of dendrogram, plot clusters

The cluster library contains the ruspini data - a standard set of data for illustrating cluster analysis.

    library(cluster)                ## to get the ruspini data
    plot(ruspini, asp=1, pch=20)    ## take a look at the data

Ruspini Data

hclust expects a distance matrix, not the original data. We compute the tree using the default parameters and display it. The hang parameter lines up all of the leaves of the tree along the baseline.

    ruspini_hc_defaults <- hclust(dist(ruspini))
    dend <- as.dendrogram(ruspini_hc_defaults)
    if(!require(dendextend)) install.packages("dendextend"); library(dendextend)
    dend <- color_branches(dend, k = 4) 

enter image description here

Cut the tree to give four clusters and replot the data coloring the points by cluster. k is the desired number of clusters.

    rhc_def_4 = cutree(ruspini_hc_defaults,k=4)
    plot(ruspini, pch=20, asp=1, col=rhc_def_4)

Ruspini data - first clustering

This clustering is a little odd. We can get a better clustering by scaling the data first.

    scaled_ruspini_hc_defaults = hclust(dist(scale(ruspini)))
    srhc_def_4 = cutree(scaled_ruspini_hc_defaults,4)
    plot(ruspini, pch=20, asp=1, col=srhc_def_4)

Scaled Ruspini data - clustered

The default dissimilarity measure for comparing clusters is "complete". You can specify a different measure with the method parameter.

    ruspini_hc_single = hclust(dist(ruspini), method="single")

Example 2 - hclust and outliers

With hierarchical clustering, outliers often show up as one-point clusters.

Generate three Gaussian distributions to illustrate the effect of outliers.

    x = c(rnorm(150, 0, 1), rnorm(150,9,1), rnorm(150,4.5,1))
    y = c(rnorm(150, 0, 1), rnorm(150,0,1), rnorm(150,5,1))
    XYdf = data.frame(x,y)
    plot(XYdf, pch=20)

Test Data

Build the cluster structure, split it into three cluster.

    XY_sing = hclust(dist(XYdf), method="single")
    XYs3 = cutree(XY_sing,k=3)
      1   2   3 
    448   1   1 

hclust found two outliers and put everything else into one big cluster. To get the "real" clusters, you may need to set k higher.

    XYs6 = cutree(XY_sing,k=6)
      1   2   3   4   5   6 
    148 150   1 149   1   1 
    plot(XYdf, pch=20, col=XYs6)

Test data clustered - 3 Outliers & 3 large clusters

This StackOverflow post has some guidance on how to pick the number of clusters, but be aware of this behavior in hierarchical clustering.

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